knowledge-centric-ai

Governed Capability-Formation Reference Trace

This constructed trace exercises the deterministic institutional transition that follows proposal generation and review. It does not generate a proposal or decide whether it is institutionally valuable.

The trace is a valid history-driven instance. It begins with a pre-institutional submitted proposal supported by multiple retained assembly and evidence references. The proposal contract is more general: unresolved intents, strategic decisions, process-analysis records, onboarding records, and other authorized retained records may also support formation. An authorized governance decision then assigns one new identity, records approved metadata and capability-to-capability relations, and appends one complete initial CKC v1. That formation state is retained before a separate activation publishes the CKC for future resolutions.

PROP-AUTH-EVOL-01 (submitted, no institutional identity)
        |
        v
DEC-AUTH-EVOL-FORMATION-001
        |
        v
FORM-AUTH-EVOL-001
        |----> CAP-AUTH-EVOL (approved, no active pointer)
        `----> CKC-AUTH-EVOL v1 (canonical, inactive)
                        |
                        v
              ACT-AUTH-EVOL-001
                        |
                        v
              CAP-AUTH-EVOL (active)

Artifacts

  1. capability-proposal.yaml records the submitted proposal, supporting-record references, history-driven continuity basis, and a provenance index with record identity, repository, locator, version, and provenance references, plus stable assembly rules and value basis, candidate owner, overlap review input, identity-free proposed relations to existing capabilities, and proposal-scoped CKC draft.
  2. registry-before.yaml proves that CAP-AUTH-EVOL does not exist before promotion.
  3. governance-decision.yaml records the authorized review, assigned identity and metadata, approved Registry relations, formation append, and separately identifiable initial activation.
  4. ckc-auth-evol-v1.yaml is the complete immutable initial contract, with no predecessor and with proposal, decision, formation, and supporting-record provenance.
  5. registry-formed.yaml records the intermediate state: the capability exists as approved, has the approved Registry relations, but has no active CKC pointer.
  6. registry-active.yaml records the later activation of exactly CKC-AUTH-EVOL v1.

Executable result

The reference implementation replays the decision in two calls:

promote(submitted proposal, authorized decision)
    -> formed Registry snapshot + inactive-initial-CKC receipt

activate(formed capability, CKC v1, same declared governance transaction)
    -> active Registry snapshot + separate activation record

The tests require both generated snapshots to equal the published artifacts. Negative cases reject candidate proposals, unauthorized actors, duplicate identities, incomplete or wrongly linked CKCs, activation before formation, wrong append references, unresolved supporting-record provenance, unreviewed or non-capability Registry relations, and repeated promotion without leaving partial state. Bundled companion locators are also resolved to their published files. Organizational-Memory locators remain external reference metadata; the companion does not claim retrieval of their payloads. Registry relations are capability-to-capability edges; proposal, decision, CKC, and supporting-record origin links in the formation lineage are separate broader-lineage edges.

Assessment boundary

This trace supports executable consistency for governed capability formation and initial activation. It does not assess proposal-generation or pattern- discovery effectiveness, the adequacy of observed or prospective continuity justifications, boundary quality, ownership, value, overlap resolution, or organizational effectiveness. Those remain declared inputs or institutional judgments.